Compliance Support Services offers bilingual, highly skilled assistance  to firms in the investment industry in Canada. We work to ensure your  compliance processes, systems and training are up-to-date and will satisfy industry regulators. We also provide compliance and enforcement assistance once a regulator has intervened. And we do it affordably.

By working closely with you and your team and with the regulators, we:

	work through the technical legal and regulatory requirements and tailor their application to work with your business;
	help identify your areas of greatest regulatory and reputational risk and build ways to minimize them;
	help manage enforcement actions initiated by a regulator to bring about the best resolution possible for you and your firm;

With years of training, education and professional expertise in law and regulation in the financial services sector, Compliance Support Services can offer assistance with your most pressing compliance or enforcement demands.
Contact us.  We can help.
 

 

 

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